% last updated 2 April 2008, P.B. Stark, www.stat.berkeley.edu/~stark @STRING{amjepi="Amer. J. Epidem."} @STRING{jama="J. Amer. Med. Assoc."} @STRING{pageoph="Pure Appl. Geoph."} @STRING{annreveps="Ann. Rev. Earth Planet. Sci."} @STRING{annstat="Ann. Stat."} @string{annmathstat="Ann. Math. Stat."} @STRING{annprob="Ann. Prob."} @STRING{appstat="Appl. Stat."} @STRING{apj = "Ap. J."} @STRING{apjlett = "Ap. J. Lett."} @STRING{bssa="Bull. Seis. Soc. Am."} @STRING{bstj="Bell Sys. Tech. J."} @STRING{census="{U.S. Department of Commerce, Economics and Statistics Administration, Bureau of the Census}"} @STRING{commerce="U.S. Department of Commerce"} @STRING{cup="Cambridge University Press"} @STRING{evalRev="Evaluation Review"} @STRING{eos = "EOS Trans. Am. geophys. Un."} @STRING{epsl="Earth. Planet. Sci. Lett."} @STRING{fedreg="Federal Register"} @STRING{geoprosp="Geophys. Prosp."} @STRING{geophys="Geophysics"} @STRING{grl= "Geophys. Res. Lett."} @STRING{gjras = "Geophys. J. R. astron. Soc."} @STRING{gj = "Geophys. J."} @STRING{gji = "Geophys. J. Intl."} @STRING{ieeeit="IEEE Trans. Info. Th."} @STRING{ip = "Inverse Problems"} @STRING{jasa="J. Am. Stat. Assoc."} @STRING{jEdPsych="J. Ed. Psych."} @STRING{jmul="J. Mult. Anal."} @STRING{jrssa="J. Roy. Stat. Soc., Ser. A"} @STRING{jrssb="J. Roy. Stat. Soc., Ser. B"} @STRING{jrsssup="J. Roy. Stat. Soc. Suppl."} @STRING{jgr = "J. Geophys. Res."} @STRING{mnras="Mon. Not. roy. astr. Soc."} @STRING{nejm="New Eng. J. Med."} @STRING{nas="National Academy Press"} @STRING{pepi="Phys. Earth Planet. Inter."} @STRING{philtrans = "Phil. Trans. roy. Soc. Lon. A."} @STRING{pnas ="Proc. Natl. Acad. Sci."} @STRING{prl="Phys. Rev. Lett."} @string{procieee="Proc. IEEE"} @STRING{procroysoc = "Proc. roy. Acad. Lon."} @STRING{revgeoph="Rev. Geophys."} @STRING{revgeophspace="Rev. Geophys. Space Phys."} @STRING{siamjssc="SIAM J. Sci. Stat. Comput."} @STRING{statSci="Stat. Sci."} @STRING{siam="Soc. for Industrial and Appl. Math."} @STRING{dc="Washington, D.C."} @STRING{ucbstat="Dept. Statistics, Univ. of {C}alif., {B}erkeley"} @STRING{ucbcfpa="Center for Particle Astrophysics, Univ. of {C}alif., {B}erkeley"} @STRING{ucb="Univ. of {C}alifornia, {B}erkeley"} @article{packel88, title = {Do Linear Problems have Linear Optimal Algorithms?}, author = {Packel, E.W.}, journal = {{SIAM} Review}, Volume = 30, year = 1988, pages = {388-403} } @book{traubWerschulz98, title = {Complexity and Information}, year = 1998, author = {Traub, J.F. and A.G. Werschulz}, publisher = {Cambridge University Press}, address = {Cambridge, UK}, pages = {139} } @article{wendellSchmee96, title = {Exact Inference for Proportions from a Stratified Finite Population}, year = 1996, author = {Wendell, J.P. and J. Schmee}, journal = jasa, volume = 91, pages = {825-830}, url = {links.jstor.org/sici?sici=0162-1459%28199606%2991%3A434%3C825%3AEIFPFA%3E2.0.CO%3B2-D} } @article{menzefrickeSmieliauskas84, year = 1984, author = {Menzefricke, U. and W. Smieliauskas}, journal = {J. Accounting Res.}, title = {A simulation study of the performance of parametric dollar unit sampling statistical procedures}, volume = {22}, pages = {588-603} } @article{tsuiEtal85, year = 1985, author = {Tsui, K.-W. and E.M. Matsumura and K.-L. Tsui}, title = {Multinomial-Dirichlet bounds for dollar-unit sampling in auditing}, journal = {The Accounting Review}, pages = {76-96}, volume = 60 } @article{tamura88, year = 1988, author = {Tamura, H.}, journal = {Biometrika}, volume = 75, pages = {1-9}, title = {Estimation of rare errors using expert judgment} } @article{tamuraFrost86, year = 1986, author = {Tamura, H. and P.A. Frost}, title = {Tightening {CAV} ({DUS}) bounds by using a parametric model}, journal = {J. 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Neter}, year = 1975, title = {Considerations in choosing statistical sampling procedures in auditing}, journal = {J. Accounting Res.}, volume = 13, pages = {38-52} } @article{fienbergEtal77, author = {Fienberg, S.E. and J. Neter and R.A. Leitch}, journal = jasa, year = 1977, volume = 72, pages = {295-302}, title = {Estimating total overstatement error in accounting populations} } @article{neterEtal78, author = {Neter, J. and R.A. Leitch and S.E. Fienberg}, year = 1978, journal = {The Accounting Review}, volume = 53, pages = {77-93}, title = {Dollar unit sampling: multinomial bounds for total overstatement and understatement errors} } @article{planteEtal85, author = {Plante, R. and J. Neter and R.A. Leitch}, year = 1985, title = {Comparative performance of multinomial, cell and {S}tringer bounds}, journal = {Auditing: A Journal of Practice \& Theory}, volume = 5, pages = {40-56} } @inproceedings{stringer63, author = {Stringer, K.W.}, year = 1963, title = {Practical aspects of statistical sampling in auditing}, booktitle = {Proceedings of the Business and Economic Statistics Section}, organization = {American Statistical Association}, address = {Washington, D.C.}, pages = {405-411} } @article{stringer79, author = {Stringer, K.W.}, year = 1979, title = {Statistical sampling in auditing: the state of the art}, journal = {Annual Accounting Review}, volume = 1, pages = {113-127} } @article{kvanliEtal98, title = {Construction of confidence intervals for the mean of a population containing many zero values}, year = 1998, journal = {J. Bus. Econ. Stat.}, author = {Kvanli, A.H. and Y.K. Shen and L.Y. 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Stat.}, volume = 6, pages = {261-272} } @book{panel88, title = {Statistical models and analysis in auditing: A stody of statistical models and methods for analyzing nonstandard mixtures of distributions in auditing}, year = 1988, publisher = {National Academy Press}, pages = 91, address = {Washington, D.C.}, author = {Panel on Nonstandard Mixtures of Distributions} } @article{panel89, year = 1989, title = {Statistical models and analysis in auditing: {P}anel on Nonstandard Mixtures of Distributions}, journal = {Statistical Science}, volume = 4, pages = {2-33}, author = {{Panel on Nonstandard Mixtures of Distributions}} } @article{clayton94, year = 1994, author = {Clayton, H.R.}, title = {A combined bound for errors in auditing based on {H}oeffding's inequality and the bootstrap}, journal = {J. Bus. Econ. Stat.}, volume = 12, pages = {437-448} } %\bibitem{Bertsekas} ~Bertsekas, D.P. 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Stat.}, volume = 27, year = 1956, pages = {713-721} } @misc{halversonWolff07, title = {Report and Analysis of the 2006 Post-Election Audit of {M}innesota’s Voting Systems}, organization = {Citizens for Election Integrity Minnesota}, author = {Halvorson, M. and L. Wolff}, year = 2007, howpublished = {ceimn.org/files/CEIMNAuditReport2006.pdf} } @misc{stanislevic06, author = {Stanislevic, H.}, year = 2006, title = {Random Auditing of E-Voting Systems: How Much is Enough?}, institution = {VoteTrust USA}, howpublished = {www.votetrustusa.org/pdfs/VTTF/EVEPAuditing.pdf} } @techreport{nordenEtal07, author = {Norden, L. and A. Burstein and J.L. Hall and M. Chen}, year = 2007, title = {Post-election audits: restoring trust in elections}, institution = {Brennan Center for Justice, New York University and Samuelson Law, Technology \& Public Policy Clinic at University of California, Berkeley School of Law (Boalt Hall)}, address = {New York}, howpublished = {www.brennancenter.org/dynamic/subpages/download\_file\_50089.pdf} } @techreport{gao-05-956, title = {Elections: {F}ederal efforts to improve security and reliability of electronic voting systems are under way, but key activities need to be completed}, year = 2005, number = {GAO-05-956}, institution = {U.S. Government Accountability Office}, address = {Washington, D.C.} } @techreport{gao-07-714T, author = {Hite, R.C.}, title = {Elections: All levels of government are needed to address electronic voting system challenges}, year = 2007, number = {GAO-07-714T}, institution = {U.S. Government Accountability Office}, address = {Washington, D.C.} } @techreport{gao-06-450, title = {Elections: The Nation's Evolving Election System as Reflected in the {N}ovember 2004 General Election}, year = 2006, number = {GAO-06-450}, institution = {U.S. Government Accountability Office}, address = {Washington, D.C.} } @book{estokEtal02, author = {Estok, M. and N. Nevitte and G. Cowan}, year = 2002, title = {The Quick Count and Election Observation}, publisher = {National Democratic Institute for International Affairs}, address = {Washington, D.C.} } @book{bjornlund04, author = {Bjornlund, E.C.}, year = 2004, title = {Beyond Free and Fair: Monitoring Elections and Building Democracy}, publisher = {Woodrow Wilson Center Press}, address = {Washington, D.C.} } @misc{supremeCountCOPA04, year = 2004, howpublished = {542~U.S. No.~03--218} } @misc{etesting01, author = {{eTesting} Labs}, year = 2001, title = {{U.S.} {D}epartment of {J}ustice: Web Content Filtering Software Comparison} } @misc{etesting02, author = {{eTesting} Labs}, year = 2002, title = {Corporate Content Filtering Performance and Effectiveness Testing} } @techreport{greenfieldEtal01, author = {Greenfield, P. and P. Rickwood and H.C. Tran}, year = 2001, title = {Effectiveness of {I}nternet Filtering Software Products}, institution = {{CSIRO} Mathematical and Information Sciences} } @misc{munro04, author = {Munro, J.}, year = 2004, title = {Cybersitter 9.0 review}, journal = {PC Magazine}, howpublished = {www.pcmag.com/article2/0,1759,1618830,00.asp} } @misc{consumersUnion05, author = {{Consumers Union of the U.S., Inc.}}, year = 2005, title = {Filtering software: Better, but still fallible}, journal = {Consumer Reports}, howpublished = { www.consumerreports.org/cro/electronics-computers/internet-filtering-software-605/overview/index.htm} } @misc{telageEtal00, author = {Telage, D. and S. Balkam and J. Bastian and J. Berman and A.H. DeRosier~Jr. and J.R. Flores and A.F. Ganier III and M.E. Horowitz and D.R. Hughes and W.M. Parker and C.L. Peeler and G.L. Rohde and C.J. Schmidt and W.L. Schrader and L. Shapiro and S. Srinivasan and K. Talbert and G. Vradenburg III}, year = 2000, title = {Commission on {C}hild {O}nline {P}rotection ({COPA}) Report to {C}ongress}, howpublished = {www.copacommission.org/report/COPAreport.pdf} } @book{thornburghLin02, editor = {Thornburgh, D. and H.S. Lin}, year = 2002, title = {Youth, Pornography, and the {I}nternet}, publisher = {National Academy Press}, address = {Washington, D.C.}, pages = 450 } @book{wald04, author = {Wald, A.}, year = 2004, publisher = {Dover Publications}, title = {Sequential Analysis}, address = {Mineola, New York}, pages = 224 } @book{siegmund85, author = {Siegmund, D.}, title = {Sequential Analysis: Tests and Confidence Intervals}, year = 1985, publisher = {Springer-Verlag}, address = {New York}, } @misc{nass07, author = {National Association of Secretaries of State}, title = {Post Election Audit Procedures by State}, year = 2007, institution = {National Association of Secretaries of State}, howpublished = {nass.org/index.php?option=com\_docman\&task=doc\_download\&gid=54} } @misc{verifiedVoting07, author = {Verified Voting Foundation}, title = {Manual Audit Requirements}, year = 2007, institution = {Verified Voting Foundation}, howpublished = {www.verifiedvoting.org/downloads/stateaudits1007.pdf} } @misc{aslamEtal07, author = {Aslam, J.A. and R.A. Popa and R.L. Rivest}, title = {On Auditing Elections When Precincts Have Different Sizes}, institution = {Computer Science and Artificial Intelligence Laboratory, MIT}, year = 2007, howpublished = {people.csail.mit.edu/rivest/AslamPopaRivest-OnAuditingElectionsWhenPrecinctsHaveDifferentSizes.pdf} } @misc{rivest06, author = {Rivest, R.L.}, title = {On Estimating the Size of a Statistical Audit}, year = 2006, institution = {Computer Science and Artificial Intelligence Laboratory, MIT}, howpublished = {people.csail.mit.edu/rivest/Rivest-OnEstimatingTheSizeOfAStatisticalAudit.pdf} } @misc{peaswg07, author = {Jefferson, D. and K.Alexander and E. Ginnold and A. Lehmkuhl and K. Midstokke and P.B. Stark}, year = 2007, title = {Post Election Audit Standards Report--Evaluation of Audit Sampling Models and Options for Strengthening California’s Manual Count}, howpublished = {www.sos.ca.gov/elections/peas/final\_peaswg\_report.pdf} } @article{stark08a, author = {Stark, P.B.}, title = {Conservative Statistical Post-Election Audits}, year = 2008, volume = {in press}, journal = {Ann. Appl. Stat.} } @misc{stark08b, author = {Stark, P.B.}, title = {A confidence-driven audit of {M}easure {A} in the {F}ebruary 2008 {M}arin {C}ounty election}, year = 2008, comment = {in preparation} } @misc{stark08c, author = {Stark, P.B.}, title = {Election audits by sampling with probability proportional to an error bound: dealing with discrepancies}, year = 2008, comment = {working paper}, howpublished = {statistics.berkeley.edu/$\sim$stark/Preprints/ppebwrwd08.pdf} } @article{stark08d, author = {Stark, P.B.}, title = {A sharper discrepancy measure for post-election audits}, year = 2008, volume = {in press}, journal = {Ann. Appl. Stat.} } @article{safe08, title = {Percentage-Based versus Statistical-Power-Based Vote Tabulation Audits}, author = {McCarthy, J. and H.I. Stanislevic and M. Lindeman and A. Ash and V. Addona and M. Batcher}, journal = {The American Statistician}, Volume= 62, year = 2008, pages = {11-16} } @misc{safe07, author = {J. McCarthy and H. Stanislevic and M. Lindeman and A. Ash and V. Addona and M. Batcher}, year = 2007, title = {Percentage based vs. {SAFE} vote tabulation auditing: a graphic comparison}, howpublished = {www.verifiedvotingfoundation.org/auditcomparison} } @misc{doppStenger06, author = {Dopp, K. and F. 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